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Compliance Managers
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Info
Job Category:
Business Financial
Sub Category:
Compliance Officers
Job Type:
Full-time
Job Code: 11-9199.02
Job Salary Range:
$ 130000 - 140000 Per Year
Job Shift:
Morning
Duration:
Full Time
Posted:
2024-11-16
Gender:
Does not matter
Age:
25 Years - 25 Years
Minimum Education:
College
Degree Title:
Bachelor
Minimum Experience:
3 Year
Career Level:
Manager
Work Permit:
United States
Required Travel:
Job Status:
Interviewing
No of Jobs:
1
Start Publishing:
2024-11-16
Stop Publishing:
2025-11-16
Work Activities
Tasks
Technology Skills
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Communicating with Supervisors, Peers, or Subordinates — Providing information to supervisors, co-workers, and subordinates by telephone, in written form, e-mail, or in person.
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Evaluating Information to Determine Compliance with Standards — Using relevant information and individual judgment to determine whether events or processes comply with laws, regulations, or standards.
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Getting Information — Observing, receiving, and otherwise obtaining information from all relevant sources.
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Working with Computers — Using computers and computer systems (including hardware and software) to program, write software, set up functions, enter data, or process information.
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Documenting/Recording Information — Entering, transcribing, recording, storing, or maintaining information in written or electronic/magnetic form.
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Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
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Identify compliance issues that require follow-up or investigation.
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Discuss emerging compliance issues to ensure that management and employees are informed about compliance reporting systems, policies, and practices.
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File appropriate compliance reports with regulatory agencies.
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Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
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Analytical or scientific software — Data analysis software; Horwath Software Magique; StataCorp Stata
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Compliance software — Actimize Brokerage Compliance Solutions; MetricStream Enterprise Compliance Platform; Oracle Enterprise Governance, Risk, and Compliance Manager; Thomson Reuters Paisley Enterprise GRC
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Electronic mail software — Email software; IBM Notes; Microsoft Outlook
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Internet browser software — Apple Safari; Microsoft Internet Explorer; Mozilla Firefox; Web browser software
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Presentation software — Microsoft PowerPoint
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